Smith & Williamson is a leading independently owned financial services firm combining an accountancy practice, investment management arm and a private bank. We provide award winning services to a broad range of clients such as start-ups, high-net-worth individuals, corporates, professional practices and non-profit organisations.
We have 12 offices around the UK, Ireland and Jersey, and we’re a member of Nexia International, a top 10 global network of independent accounting and consulting firms. This means we’re well-connected to thousands of colleagues around the world, exchanging knowledge and professional expertise daily.
A career here means having more you-time than you might get in other firms. We can also offer you much more responsibility than you might expect. You’ll be working on real projects and liaising with a number of individuals in other departments right from the start — it’s this approach that makes this a more fulfilling place to work. If you’re looking to get more out of your future, we think you’ll love life with Smith & Williamson.
What will I be doing?
At Smith & Williamson we recruit high calibre people with the skills, knowledge and commitment to meet the demands of the business. As a Trainee Compliance Officer, you will combine practical work experience with numerous opportunities to increase your skill set with internal courses.
Performing daily duties associated with the firm’s internal compliance controls and to ensure ongoing compliance with the FCA’s investment & borrowing powers rules, FUND rules, Central Bank of Ireland UCITS Regulations and any other regulations specific to Smith & Williamson.
Duties of the Trainee Compliance Officer are as follows:
What training and development will I receive in my first few years?
Alongside your work you will also have the opportunity to attend internal training courses and receive on-going on the job
To be successful in this role you will: